Compliance Officer
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| Job Type | Permanent Full Time |
| Location | Epsom |
| Area | Epsom, Surrey |
| Sector | Business Support - Graduate opportunitiesBusiness Support - Financial Services |
| Salary | £28,000 |
| Start Date | ASAP |
| Job Ref | 789541 |
| Job Views | 99 |
- Description
- Kenneth Brian Associates are working with a well-established employer based in Epsom, who are seeking a Compliance Officer to join their team.
The role will involve assisting with compliance oversight activities, detecting, investigating and reporting on compliance issues.
Specific responsibilities will include:
- Assisting with the completion, updating and reporting on the annual Compliance Monitoring Plan
- Conducting reviews and reporting on compliance with legislation, regulatory requirements and codes of practice
- Conducting regular reviews and providing feedback and recommendations
- Recording, reviewing and approving financial promotions
- Advising staff regarding complaint policies and procedures
- Keeping up to date with knowledge of compliance risks and regulatory requirements
- Assisting in the production of management information or other reports
- Assisting in the assessment of training and competency requirements of employees, and in the development of internal training courses
- Identifying and assisting in the implementation of improvements
- Assisting in the creation and maintenance of documentation and manuals
To be considered for this role, you will need:
- Experience of working in an FCA and PRA regulated organisation
- Ability to monitor and review current practices and summarise findings and recommendations and actions
- An ability to communicate complex ideas in a non-technical way
- Good interpersonal skills
- Attention to detail
- Excellent report writing and communication skills
- An ability to present management information in an effective way
- Ability to proactively prioritise and manage workload
The company offer a competitive salary and benefits package, as well as hybrid working options.